Proceedings of the Fourth Genoa Meeting on Hypertension, Diabetes, and Renal Diseases
Renal Manifestations in the Metabolic Syndrome
Francesco Locatelli,
Pietro Pozzoni and
Lucia Del Vecchio
Department of Nephrology and Dialysis, A. Manzoni Hospital, Lecco, Italy
Address correspondence to: Prof. Francesco Locatelli, Department of Nephrology and Dialysis, A. Manzoni Hospital, Via dellEremo 9/11, 23900 Lecco, Italy. Phone: +39-0341-489850; Fax: +39-0341-489860; E-mail: nefrologia{at}ospedale.lecco.it
The metabolic syndrome, which is characterized by obesity, serumlipid profile alterations, hypertension, and fasting hyperglycemia,is very common in developed countries, and its prevalence islikely to increase. Chronic kidney disease (CKD) also has becomea significant public health problem because it affects a considerableproportion of the adult population and is a major risk factorfor cardiovascular disease and premature death. Although itis widely known that the metabolic syndrome is a major riskfactor for the development of type 2 diabetes and cardiovasculardisease, its precise relationship with the risk for renal impairmentonly recently has been clarified: Patients with the metabolicsyndrome are at significantly higher risk for microalbuminuriaand/or CKD, and the level of risk is related to the number ofcomponents of the syndrome itself. Although it is difficultto discriminate the detrimental renal effects of the metabolicsyndrome from those of hypertension and impaired glucose metabolism,its other aspects (particularly obesity) may favor independentlythe development of renal abnormalities and may be considerednew modifiable risk factors for CKD. These observations providea rationale for intervention studies that aim to verify whethertreating the many components of the metabolic syndrome can effectivelyprevent the development and progression of renal damage.
The metabolic syndrome (also known as syndrome X or the insulinresistance syndrome) is a complex pattern of disorders thatwere described for the first time by Reaven in 1988 (1) andwhose main features consist of abdominal obesity, hypertriglyceridemia,low HDL cholesterol levels, high BP, and high fasting bloodglucose levels. Although somewhat different definitions of thesyndrome have been proposed since its first description, theguidelines of the 2001 National Cholesterol Education ProgramAdultTreatment Panel III (2) now are widely used to identify it (Table 1),although a recent report from the National Heart, Lung, andBlood Institute and the American Heart Association (NHLBI/AHA)(3) recommended lowering the cutoff point for fasting bloodglucose levels and abdominal obesity in men and proposed diagnosingthe syndrome in the presence of only two of the defined criteria(Table 1). However, it cannot be excluded that the identificationof additional risk factors, such as high C-reactive proteinlevels (4), soon will lead to a broader definition of the syndrome.Pathogenetically, it is thought that insulin resistance playsa key role in its development, as is suggested by a number ofobservations linking insulin resistance (clinically definedby the detection of abnormally high plasma insulin concentrations)with each of the syndromes components (5).
Table 1. NCEP-ATP III diagnostic criteria for metabolic syndrome and revised criteria as proposed by NHLBI/AHAa
The metabolic syndrome is very common in developed countries,and its prevalence is expected to become even higher in thenear future, together with the rapidly increasing prevalenceof obesity. For many years, there were few data concerning therelationship between the metabolic syndrome and the risk fordeveloping renal abnormalities; however, recent epidemiologicanalyses have found that patients with the syndrome also areat high risk for microalbuminuria and/or chronic kidney disease(CKD), thereby allowing the identification of a target populationthat may benefit from therapeutic strategies that aim to preventthe development of renal manifestations.
Metabolic Syndrome and CKD: Two Major Public Health Problems
The epidemiologic impact of the metabolic syndrome was evaluatedin 8814 adults who were aged 20 yr or more in the United Statesand participated in the Third National Health and NutritionExamination Survey (NHANES III) between 1988 and 1994 (6). Theoverall age-adjusted prevalence of the metabolic syndrome inthis population (as defined by the 2001 National CholesterolEducation ProgramAdult Treatment Panel III criteria)was approximately 24%, with a clear age-dependent increase (6.7%in those aged 20 yr and up to 42% in those aged >70 yr) (6).Applying these results to the US resident population, it canbe estimated that 47 million US residents who were 20 yr orolder satisfied the diagnostic criteria for the metabolic syndromein 2000.
A number of conditions have been associated with an increasedrisk for the metabolic syndrome; increased body weight playsthe most important role. The observed prevalence of the metabolicsyndrome in NHANES III was 5% among the subjects of normal weight,22% among the overweight, and 60% among the obese (7). A FraminghamHeart Study report indicated that a weight increase of 2.25kg over a period of 16 yr was associated with an up to 45% increasedrisk for developing the metabolic syndrome (8), and it was shownrecently that each 11-cm increase in waist circumference isassociated with an adjusted 80% increased risk for developingthe syndrome within 5 yr (9). The rapidly increasing prevalenceof obesity in the adult US population (10) suggests that thecurrent number of individuals who have the metabolic syndromevery probably is much higher than that estimated on the basisof the NHANES III analysis. In fact, a recent comparison ofNHANES III and NHANES 1999 to 2000 data found that the overallage-adjusted prevalence of the syndrome increased from 24 to27% (32% when using a glucose cutoff point of 100 mg/dl) ofthe 1677 individuals who participated in NHANES 1999 to 2000,with the percentage increase being particularly high (23.5%)among women (11). On the basis of these prevalence estimatesand using the revised NHLBI/AHA definition, it is possible toestimate that at least 64 million adults in the United Stateswere actually affected by the metabolic syndrome in 2000.
Like the metabolic syndrome, CKD is increasingly emerging asa major public health problem, although it is still probablyunderestimated because widely accepted definitions of the diseaseonly recently have been developed and only a few epidemiologicanalyses have been undertaken. A recent analysis of a largenationally representative sample of US adults that was performedbetween 1999 and 2000 found that the prevalence of moderateto severe kidney dysfunction (defined as an estimated GFR of15 to 59 ml/min per 1.73 m2) was 4.4%, whereas the prevalenceof mildly decreased kidney function (an estimated GFR of 60to 89 ml/min per 1.73 m2, corresponding to stage 2 CKD accordingto the Kidney Disease Outcomes Quality Initiative Clinical PracticeGuidelines [12]) was 36.3%, approximately 5% more than thatfound in a similar survey performed between 1989 and 1994 (13).This means that >40% of the US adult population (>75 millionpeople) can be expected to have CKD, even when patients withdetectable kidney damage but without a reduced GFR are excluded.
The consequences of the increasing epidemiology of CKD are devastating,not only for the patients themselves but also in terms of theeconomic demands on society. CKD often is characterized by progressionto ESRD, a condition that requires renal replacement treatment(RRT) if the patients are to survive and thus accounts for adisproportionate part of health care resources. The prevalenceof RRT in the United States increased by 97% from 1991 to 2000,and it has been estimated that an additional 60% increase willoccur between 2001 and 2010, when it is expected that 650,000patients will require RRT (14). In addition to being a precursorof ESRD, CKD is a major risk factor for cardiovascular disease,the risk for which increases with the progressive decrease inkidney function (15). In relation to this, a recent survey ofalmost 28,000 patients who had CKD and were followed for upto 66 mo surprisingly found that such patients are at greaterrisk for dying (mainly because of cardiovascular disease) thandeveloping ESRD, regardless of the stage of CKD at the timeof first evaluation (16).
Metabolic Syndrome and Risk for Developing Renal Abnormalities
Although the metabolic syndrome has been associated with a numberof clinical conditions, including the subsequent developmentof type 2 diabetes, cardiovascular disease, fatty liver disease,polycystic ovary syndrome, and sleep-disordered breathing, aswell as with increased all-cause and cardiovascular mortality(1720), few data are available concerning its relationshipwith the risk for developing renal abnormalities, particularlyCKD and microalbuminuria. Despite this, some groups have recentlyexamined the association between the syndrome and renal impairmentand found that affected individuals are at increased risk forpresenting renal manifestations. A cross-sectional survey ofnondiabetic native Americans that was conducted by Hoehner etal. (21) found that, after controlling for social, demographic,and comorbidity factors, the patients with one to two and thosewith three or more traits were, respectively, 80 and 130% morelikely to have microalbuminuria than those without the syndrome.Chen et al. (22) extracted data from the NHANES III databaseof >6000 adults and found that the multivariate-adjustedrisk for both microalbuminuria and CKD (defined as a GFR of<60 ml/min per 1.73 m2) was significantly higher in thosewith than in those without the metabolic syndrome and that therisk increased progressively with the number of the syndromescomponents detected in each patient.
Although the results of these studies suggest that there isa close association between the metabolic syndrome and renaldysfunction, it is difficult to draw any definitive conclusionconcerning a cause-and-effect relationship because of the complexityof their interrelationships. First, many patients with the metabolicsyndrome are hypertensive and/or have diabetes (i.e., affectedby at least one widely known risk factor for the developmentand progression of CKD). For example, Chen et al. (22) foundthat hypertension and fasting plasma glucose levels of >110mg/dl were the individual traits of the syndrome that are associatedwith the greatest risk for microalbuminuria and (with the exceptionof hyperglycemia) a low GFR. However, some data suggest thatother aspects of the metabolic syndrome may play an independentrole in promoting renal damage. Chen et al. (22) found thatreduced HDL cholesterol or high triglyceride levels were independentlyassociated with a significantly increased risk for CKD, strengtheningthe results of a previous prospective study by Muntner et al.(23), who found that the same serum lipid abnormalities predictedthe development of renal impairment in patients with normalrenal function at baseline.
A number of findings also indicate obesity (a cardinal featureof the metabolic syndrome) as an independent factor for causingrenal dysfunction. The multivariate analysis made by Chen etal. (22) showed that the risk for being affected by CKD wasmore than twice as high in patients with an increased waistcircumference than in those without, suggesting that obesitymay be an independent risk factor for CKD. The role of obesityas a potentially important cause of CKD also was indicated ina community-based analysis of a large sample of Japanese patientsthat was conducted by Iseki et al. (24), who found that therisk for developing ESRD was significantly higher in men withan increased body mass index, even after adjustments for BPand proteinuria, two overweight-related factors that may haveaccounted for a nonindependent detrimental effect of obesityon renal function. Moreover, since the first description ofan association between massive obesity and nephrotic proteinuriain 1974 (25), a specific histopathologic pattern characterizedby glomerulomegaly, in many cases accompanied by focal segmentalglomerulosclerosis, has been described repeatedly in obese patientswithout any other defined primary or secondary glomerular diseases(including diabetic nephropathy, hypertensive nephrosclerosis,and secondary focal segmental glomerulosclerosis) and now isreferred to as "obesity-related glomerulopathy" (26). At theclinical level, this glomerulopathy typically is associatedwith overt proteinuria (frequently within the nephrotic range)and renal insufficiency in nearly half of the patients and oftenis characterized by a progressive clinical course (26). It alsois worth noting that a 10-fold increase in the biopsy incidenceof this condition was observed over a period of 15 yr (from0.2% of all renal biopsies in 1986 to 1990 to 2.0% in 1996 to2000) (26), and this reflects the epidemiologic data showingan increase in the prevalence of obesity in the general populationduring the same period (27).
Although the exact mechanisms that link obesity and renal damagehave not yet been elucidated completely, it can be speculatedthat at least some of the many inflammatory cytokines that aresecreted by adipose tissue, including leptin, IL-6, TNF-, andadiponectin, may be involved at least partially in promotingrenal impairment (28); in particular, the high plasma leptinlevels that are observed in obesity may predispose to glomerulosclerosisas a result of the intrarenal upregulation of TGF- (29). However,it is thought that other obesity-related factors, such as alteredrenal hemodynamics (partially as a result of high dietary proteinintake), hyperlipidemia, excess renal sodium reabsorption, activationof the renin-angiotensin and sympathetic nervous systems, andphysical compression of the kidneys by adipose tissue, may leadto complex interactions between intrarenal physical forces,neurohumoral factors, and local mediators (growth factors andcytokines) that ultimately give rise to glomerular hyperfiltration,glomerular cell proliferation, matrix accumulation, and, finally,glomerulosclerosis and the loss of nephrons (30).
Potential Strategies for Preventing Renal Damage in Metabolic Syndrome
The observed association between the metabolic syndrome andthe risk for renal dysfunction raises the question of whethercorrecting one or more of the syndromes many featuresmay effectively prevent CKD. Although the aggressive treatmentof all metabolic alterations in such patients may be warrantedto prevent the development of extrarenal complications, it isunclear whether this may prevent renal impairment. It has beenshown that intensive BP and blood glucose control effectivelyprevents the development of microalbuminuria and overt nephropathyin patients with diabetes (3134), but the extent to whichthis is true also in patients with the metabolic syndrome needsto be confirmed by appropriate clinical trials. Furthermore,the nephroprotective superiority of angiotensin-converting enzymeinhibitors over other antihypertensive drug classes that hasbeen suggested by a number of clinical trials involving patientswith diabetes (35,36) still needs to be demonstrated in thecontext of the metabolic syndrome. Some recent studies, includinga meta-analysis of clinical trials, have shown the effectivenessof lipid-lowering treatments in decreasing proteinuria and slowingthe rate of the decline in GFR in patients with CKD (37), butwhether they also are effective in preventing the onset of renalimpairment in patients with normal renal function is still unclear.Finally, although there is no doubt that all obese individualsshould be encouraged to undertake physical activity and changetheir eating habits, the significant impact of weight loss onrenal outcomes suggested by preliminary observations (38) stillneeds to be demonstrated by properly designed clinical trials.
Consequently, because of the lack of evidence from clinicaltrials specifically involving patients with the metabolic syndrome,it is still unclear whether therapeutic interventions that aimto correct the various abnormalities of the metabolic syndrome(possibly using a multifactorial approach) can actually preventthe development and/or progression of renal damage. Until suchtrials are conducted, the only available preventive strategyconsists of considering patients with the metabolic syndromeas a subset of patients who are at very high risk for developingmicroalbuminuria and/or CKD and who therefore require closemonitoring to ensure the early recognition and treatment ofsubsequent renal abnormalities and their related complications.
A close association has been found between the metabolic syndromeand the risk for developing renal damage, clinically expressedin the form of microalbuminuria and/or CKD. This finding raisesa major clinical and public health concern because both themetabolic syndrome and CKD are increasingly common disordersin all developed countries. Although it is difficult to discernthe detrimental renal effects of the metabolic syndrome fromthose of hypertension and impaired glucose metabolism, variousexperimental and epidemiologic data suggest that other aspectsof the syndrome (particularly obesity) may favor independentlythe development of renal abnormalities and thus become newlyrecognized (but no less important) modifiable risk factors forCKD in addition to diabetes and hypertension.
Despite the close association between the metabolic syndromeand renal damage, it is still unclear whether and to what extenttreating patients with the metabolic syndrome will prevent thedevelopment and progression of CKD. Given the epidemic natureof the problem, the planning of clinical trials that aim toverify whether treating the many components of the metabolicsyndrome may effectively prevent renal impairment should beconsidered a research priority.
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